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3380 Annapolis Lane N B-100, Plymouth, MN 55447 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-03 |
| MN | RA | APPROVED | 2018-08-03 |
Branch Locations
3380 Annapolis Lane N B-100, Plymouth, MN 55447 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Company | Plymouth | MN | 07/1995 | Present |
| Park Avenue Securities | Plymouth | MN | 05/1999 | 08/2018 |
| Rossjohnson & Associates, Llc | Plymouth | MN | 06/2018 | Present |
| Guardian | New York | NY | 05/1999 | Present |
Currently Field Representative for Guardian and Park Avenue Securities, receive commission for Life and Disability sales, receive AUM through SEI Trust and Park Avenue Securities Patrick Terrence Ross is the owner of Cabin at Rental Cabin which is not an investment related business; Location:420 Birch Ln Longville MN 56655 ; Description: Rental Cabin; Responsibilities Duties: Owner of cabin; Start date: 2024-01-01; Hours per month devoted during trading hours: 0; Hours per month devoted outside trading hours: 1; Percentage of total yearly compensation expected: 0. Patrick Terrence Ross is a beneficial owner at Estate of Charles M Ross which is not an investment related business; Entail service on board of directors for a publicly traded company: No; Responsibilities duties: 25% beneficial owner of land inherited; Start Date: 2022-12-03; Hours per month devoted during trading hours: 1; Hours per month devoted outside trading hours: 1; Percentage of total yearly compensation expected: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-04 |
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