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Patrick Terrence Ross

Rossjohnson & Associates, LLC

Plymouth, MN

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Current Employers
Rossjohnson & Associates, Llc

3380 Annapolis Lane N B-100, Plymouth, MN 55447 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-03
MN RA APPROVED 2018-08-03
  • TX RA
    APPROVED
    Since 2019-06-03
  • MN RA
    APPROVED
    Since 2018-08-03

Branch Locations

3380 Annapolis Lane N B-100, Plymouth, MN 55447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Guardian Life Insurance Company Plymouth MN 07/1995 Present
Park Avenue Securities Plymouth MN 05/1999 08/2018
Rossjohnson & Associates, Llc Plymouth MN 06/2018 Present
Guardian New York NY 05/1999 Present
  • 07/1995 → Present
    The Guardian Life Insurance Company
    Plymouth, MN
  • 05/1999 → 08/2018
    Park Avenue Securities
    Plymouth, MN
  • 06/2018 → Present
    Plymouth, MN
  • 05/1999 → Present
    Guardian
    New York, NY
Other Businesses

Currently Field Representative for Guardian and Park Avenue Securities, receive commission for Life and Disability sales, receive AUM through SEI Trust and Park Avenue Securities Patrick Terrence Ross is the owner of Cabin at Rental Cabin which is not an investment related business; Location:420 Birch Ln Longville MN 56655 ; Description: Rental Cabin; Responsibilities Duties: Owner of cabin; Start date: 2024-01-01; Hours per month devoted during trading hours: 0; Hours per month devoted outside trading hours: 1; Percentage of total yearly compensation expected: 0. Patrick Terrence Ross is a beneficial owner at Estate of Charles M Ross which is not an investment related business; Entail service on board of directors for a publicly traded company: No; Responsibilities duties: 25% beneficial owner of land inherited; Start Date: 2022-12-03; Hours per month devoted during trading hours: 1; Hours per month devoted outside trading hours: 1; Percentage of total yearly compensation expected: 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-18
S63 Uniform Securities Agent State Law Examination 1994-01-04
  • S65 Uniform Investment Adviser Law Examination
    2018-05-18
  • S63 Uniform Securities Agent State Law Examination
    1994-01-04

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