Shirley Mia Smith

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1987 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA

Other Businesses

I*101065 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: UBER INVESTMENT RELATED: N ADDRESS OF BUSINESS: SAN FRANCISCO, CALIFORNIA 94105 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 1/3/2017 NUMBER OF HOURS DEVOTED: 80 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DRIVER I*124511 For profit or not for profit: For-Profit Organization Name of outside business organization: HopSkipDrive Investment related: N Address of business: LOS ANGELES, California 90007 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 8/1/2019 Number of hours devoted: 80 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: HopSkipDrive is a transportation network company that provides service to kids with operations in 6 metropolitan areas in the United States. It is aimed at children between the ages of 6 and 17 years who are legally restricted to use other transporta

Exams

• S66 Uniform Combined State Law Examination
  2007-12-10
• S63 Uniform Securities Agent State Law Examination
  2000-11-27

Other Names

• Shirley M Smith
• Shirley Mia Smith
• Mia Smith-Chalmers
• Shirley Mia Smith-Chalmers