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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-11 |
| WY | RA | APPROVED | 2025-06-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Cheyenne | WY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cheyenne | WY | 11/2016 | 06/2025 |
| Lpl Financial Llc | Cheyenne | WY | 06/2025 | Present |
1) 6/9/25- THREE CIRCLE LIVESTOCK LLC- Business Co-Owner/ family ranch/ sale of livestock - Non-Inv. Related- Cheyenne, WY- Start date 1995 - 2hrs per month/ 0 during trading. 2) 6/9/2025- 3 CIRCLE STUDIOS, LLC - Business Co-owner / hobby custom signs - Non-Inv. Related - Cheyenne, WY- start date 01/2022- 40hrs per month / 0 during trading. 3) 6/9/2025- GO WEST LAND DEVELOPMENT, LLC -Owner / Business Entity For Tax/Investment Purposes Only - Non-Inv. Related - Cheyenne, WY - start date 1/1/20096- 0hrs/0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-19 |
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