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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-01-07 |
Branch Locations
5301 Sw Parkway, Bldg 2 Suite 300, Austin, TX 78735 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Austin | TX | 01/2009 | Present |
| City National Bank | Austin | TX | 07/2019 | Present |
(1) NAME OF ENTITY: THE LAKEWAY CHURCH; ADDRESS: 2203 LAKEWAY BLVD LAKEWAY, TX 78734; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: ASSIST WITH FINANCIAL PEACE UNIVERSITY CLASS; CAPACITY: ASSISTING THE MAIN INSTRUCTOR FOR A CLASS OF 20-30 PEOPLE; START DATE: 01/2020; DUTIES: ASSISTING THE MAIN INSTRUCTOR FOR A NINE WEEK LESSON; HOURS DEVOTED PER MONTH: 12; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (2) NAME OF ENTITY: Austin Executives Association; ADDRESS: PO Box 50417 Austin, TX 78763-0417; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Networking group of Austin professionals; CAPACITY: Board of Directors *, Other; START DATE: 02/01/2021; DUTIES: secure speakers for each meeting; HOURS DEVOTED PER MONTH: 02hrs; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1hr;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-20 |
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