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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-04
WA RA APPROVED 2023-05-04
  • TX RA
    APPROVED
    Since 2023-05-04
  • WA RA
    APPROVED
    Since 2023-05-04

Branch Locations

1700 Nw Gilman Blvd. Suite 210, Issaquah, WA 98027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Issaquah WA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Issaquah WA 11/2016 05/2023
Raymond James Financial Services, Inc. Issaquah WA 05/2023 Present
Raymond James Financial Services Advisors, Inc. Issaquah WA 05/2023 Present
Previous Registrations
Other Businesses

(1)Name of Business: Hall & Dornan Capital Partners Address: 1700 NW Gilman Blvd Ste 210, Issaquah, WA, 98027-5349, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Other Investment Related: No Start Date: 05/04/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Managing Partner (2)Name of Business: Yondi's Yoga Address: Zoom, Issaquah, WA, 98027, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have my 500 our yoga teacher certification and teach periodically (once a month or less) via Zoom for Smiling Yoga as contractor. My business is Yondi's Yoga\nannual income less than $750 annually

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-17
S63 Uniform Securities Agent State Law Examination 1993-08-23
  • S65 Uniform Investment Adviser Law Examination
    1993-09-17
  • S63 Uniform Securities Agent State Law Examination
    1993-08-23
Designations
Other Names
  • Yvonne Linker

View on SEC IAPD

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