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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-04 |
| WA | RA | APPROVED | 2023-05-04 |
Branch Locations
1700 Nw Gilman Blvd. Suite 210, Issaquah, WA 98027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Issaquah | WA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Issaquah | WA | 11/2016 | 05/2023 |
| Raymond James Financial Services, Inc. | Issaquah | WA | 05/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Issaquah | WA | 05/2023 | Present |
(1)Name of Business: Hall & Dornan Capital Partners Address: 1700 NW Gilman Blvd Ste 210, Issaquah, WA, 98027-5349, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Other Investment Related: No Start Date: 05/04/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Managing Partner (2)Name of Business: Yondi's Yoga Address: Zoom, Issaquah, WA, 98027, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have my 500 our yoga teacher certification and teach periodically (once a month or less) via Zoom for Smiling Yoga as contractor. My business is Yondi's Yoga\nannual income less than $750 annually
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-23 |
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