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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 1997-12-30
TX RA APPROVED_RES 1994-01-26
  • KS RA
    APPROVED
    Since 1997-12-30
  • TX RA
    APPROVED_RES
    Since 1994-01-26

Branch Locations

2959 N Rock Rd, Wichita, KS 67226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wichita KS 05/1993 Present
Bank Of America,Na Wichita KS 12/2009 Present
Other Businesses

I*129717For profit or not for profit: For-Profit OrganizationName of outside business organization: JCL Enterprises LLCInvestment related: Address of business: Wichita, Kansas 67230Nature of business: LLCPosition, title, association: Family Held, Start date of relationship: 1/3/2020Number of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Buying a building for my husbands company (business is 100% owned by my husband). I*2498288, Entity Type: , Name of OBA: J N L TOD BENEFICIARIES ON FILE , Address: Wichita, Kansas, 67230, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 05/28/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2575339, Entity Type: , Name of OBA: P L-N TOD BENEFICIARIES ON FILE , Address: Manor, Texas, 78653, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 06/23/2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*2577264, Entity Type: , Name of OBA: P L-N TOD BENEFICIARIES ON FILE , Address: Manor, Texas, 78653, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 06/23/2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*2929305, Entity Type: Entity For Profit, Name of OBA: ORA Design Group, Address: Wichita, Kansas, 67213, Investment Related: N, Position, Title, Association: Committee, Other, Employee State Date: 09/30/2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: Advisory Board - My husband will discuss things with me and I have a say because we are using joint assets to fund the business, but the day-to-day responsibilities will be his alone. Graphic Design Business my Husband Owns. Graphic design for boats, RVs, trailer companies, etc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-20
S63 Uniform Securities Agent State Law Examination 1993-11-19
  • S65 Uniform Investment Adviser Law Examination
    1993-12-20
  • S63 Uniform Securities Agent State Law Examination
    1993-11-19
Other Names
  • Cynthia Ann Lindsay
  • Cindy Lindsay
  • Cynthia A Lindsay
  • Cindy Laub

View on SEC IAPD

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