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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-08-23 |
| TX | RA | APPROVED_RES | 2017-02-07 |
| IA | RA | APPROVED | 2011-02-18 |
| OK | RA | APPROVED | 2011-02-18 |
Branch Locations
302 Jones Street Suite 210, Sioux City, IA 51101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. | Sioux City | IA | 02/2011 | Present |
Name/Address: Ronald McDonald House Charities of Siouxland, 2500 Nebraska St, Sioux City, IA 51104 Start Date: 5/1/2026 Hours Spent: 0-3 per month; During Trading Hours: 0-3 Role/Responsibility: Member Board of Directors and Member of Finance Committee Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-06 |
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