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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-03-12 |
| KY | RA | APPROVED | 2007-01-03 |
Branch Locations
9710 Park Plaza Ave Ste 206, Louisville, KY 40241 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Louisville | KY | 01/2007 | Present |
1. 01/03/2007 - Louisville Financial Group LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 2. 11/28/2007 - Louisville Financial Group - INV REL - Real Estate Rental - NOT TIME SPENT - We have the LLC solely for our office condo. 3. 03/15/2011 - BSM Consulting, Inc. - INV REL - Business Entity For Tax/Investment Purposes Only - 1% TIME SPENT - I am President of BSM Consulting, Inc
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-09-16 |
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