Thomas Joseph Lalley

Current Employers

Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2019-07-17

OH RA
APPROVED

Since 2019-07-17

Branch Locations

7755 Montgomery Road Suite 510, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
John D Dovich & Assoc	Cincinnati	OH	08/2000	06/2019
Mai Capital Management, Llc	Cincinnati	OH	06/2019	Present

08/2000 → 06/2019

John D Dovich & Assoc

Cincinnati, OH
06/2019 → Present

Mai Capital Management, Llc

Cincinnati, OH

Previous Registrations

2001-11-16 → 2019-07-08

John D. Dovich & Associates, Llc

Cincinnati, OH

Other Businesses

1. EDEN PARK FINANCIAL PARTNERS, LLC | JOHN DOVICH (BUSINESS PARTNER), | HOURS PER MONTH 0 | NATURE OF BUSINESS : OTHER - HOLDS KEYMAN AND BUSINESS TRANSITION INSURANCE. | START DATE: 12/19/2013 12:00:00 AM +00:00

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-09-21

S63 Uniform Securities Agent State Law Examination

1993-09-21

Designations

View on SEC IAPD

Current Employers

Mai Capital Management, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews