Thomas Joseph Lalley

Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2000 → 06/2019
  John D Dovich & Assoc
  Cincinnati, OH
• 06/2019 → Present
  Mai Capital Management, Llc
  Cincinnati, OH

Previous Registrations

• 2001-11-16 → 2019-07-08
  John D. Dovich & Associates, Llc
  Cincinnati, OH

Other Businesses

1. EDEN PARK FINANCIAL PARTNERS, LLC | JOHN DOVICH (BUSINESS PARTNER), | HOURS PER MONTH 0 | NATURE OF BUSINESS : OTHER - HOLDS KEYMAN AND BUSINESS TRANSITION INSURANCE. | START DATE: 12/19/2013 12:00:00 AM +00:00

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-09-21

Designations

• Certified Financial Planner
• Chartered Financial Analyst