John David Fitzgerald

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 06/2008 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 07/2008 → Present
  Fitzgerald Wealth Management
  Phoenix, AZ

Previous Registrations

• 2005-11-14 → 2008-06-27
  Cetera Advisors Llc
  Scottsdale, AZ
  Scottsdale, AZ

Other Businesses

1) THE OFFICES OF KIERLAND OWNERS ASSOCIATION, 7010 E ACOMA DR STE A-204 SCOTTSDALE AZ, 02/2011, PRESIDENT, NIR, 1 HR/MO 0 HR/MO TRADING 2) GALLOWAY ASSET MANAGEMENT LLC, 1930 N ORBOLEDA STE 117 MESA AZ, 09/2006, OWNER, DBA, INV REL, 80 HR/MO 40 HR/MO TRADING 3) BCSJ LLC, 6202 E MARILYN RD SCOTTSDALE AZ, 06/2003, OWNER, REAL ESTATE, NIR, 8 HR/MO 0 HR/MO TRADING 4) 1116 LLC, 14080 N NORTHSIGHT BLVD SCOTTSDALE AZ, 05/2007, OWNER, REAL ESTATE, NIR, 0 HRS/MO 0 HR/MO TRADING 5) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 07/2008, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 6) FITZGERALD WEALTH MANAGEMENT LLC, 7010 E ACOMA DRIVE SUITE A-203 SCOTTSDALE AZ, 10/2010, OWNER, CORPORATE UMBRELLA FOR RIA/INSURANCE/ETC, INV REL, 20 HR/MO 20 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2005-10-31
• S65 Uniform Investment Adviser Law Examination
  1998-05-29
• S63 Uniform Securities Agent State Law Examination
  1993-08-19

Designations

• Chartered Financial Consultant