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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-28
IL RA APPROVED 2008-10-17
  • TX RA
    APPROVED_RES
    Since 2020-08-28
  • IL RA
    APPROVED
    Since 2008-10-17

Branch Locations

1170 Wall Street, Jacksonville, IL 62650 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Jacksonville IL 10/2008 Present
  • 10/2008 → Present
    Stifel Nicolaus & Co Inc
    Jacksonville, IL
Previous Registrations
Other Businesses

1. Condo Rental; 3336 Sunset Key Circle B Punta Gorda, FL 33955; Condo to possibly rent; Owner; buying a condo for an investment, to rent out, and to use on occasion; 04/22/2026; 4hrs/mth; Not during securities trading hours; Investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-21
S63 Uniform Securities Agent State Law Examination 1994-02-11
  • S66 Uniform Combined State Law Examination
    2000-12-21
  • S63 Uniform Securities Agent State Law Examination
    1994-02-11
Other Names
  • Mike Lansden

View on SEC IAPD

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