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360 W. College Ave, Jacksonville, IL 62650 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-03-26 |
| TX | RA | APPROVED | 2024-02-08 |
| IL | RA | APPROVED | 2021-09-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Jacksonville | IL | 10/2008 | 09/2021 |
| Investment Advisors Group, Llc | Jacksonville | IL | 09/2021 | Present |
| Lpl Financial, Llc | Jacksonville | IL | 09/2021 | Present |
1) 11/2017 - Outside/W-2 Employment - Jacksonville School Dist - Not Investment Related - Jacksonville, IL 62650 2) 12/2017 - Outside/W-2 Employment - University of IL Springfield - Not Investment Related - Springfield, IL 62703 3) 9/2021 - DBA for LPL Business (entity for LPL business) - Investment Advisors Group - Investment Related - Jacksonville, IL 62650 4) 1/2003 - Notary - Criag Albers - Jacksonville, IL 62650 5) 12/16/2021 - Investment Advisors Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/2021 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Investment Advisors Group, an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 09/05/2023 - Illinois College - Outside/W-2 Employment - Sporting Event Public Announcer - Not Investment Related - 1101 W College Ave. Jacksonville IL 62650 - Start Date 09/09/2023 - 5 Hours Per Month/ 0 Hours During Trading 7) 10/14/2025- Craig & Amy Albers- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 09/29/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-16 |
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