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Current Employers
Investment Advisors Group, Llc

360 W. College Ave, Jacksonville, IL 62650 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-03-26
TX RA APPROVED 2024-02-08
IL RA APPROVED 2021-09-27
  • MO RA
    APPROVED
    Since 2024-03-26
  • TX RA
    APPROVED
    Since 2024-02-08
  • IL RA
    APPROVED
    Since 2021-09-27

Branch Locations

360 W. College Ave, Jacksonville, IL 62650 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Jacksonville IL 10/2008 09/2021
Investment Advisors Group, Llc Jacksonville IL 09/2021 Present
Lpl Financial, Llc Jacksonville IL 09/2021 Present
  • 10/2008 → 09/2021
    Stifel Nicolaus & Co Inc
    Jacksonville, IL
  • 09/2021 → Present
    Jacksonville, IL
  • 09/2021 → Present
    Lpl Financial, Llc
    Jacksonville, IL
Previous Registrations
Other Businesses

1) 11/2017 - Outside/W-2 Employment - Jacksonville School Dist - Not Investment Related - Jacksonville, IL 62650 2) 12/2017 - Outside/W-2 Employment - University of IL Springfield - Not Investment Related - Springfield, IL 62703 3) 9/2021 - DBA for LPL Business (entity for LPL business) - Investment Advisors Group - Investment Related - Jacksonville, IL 62650 4) 1/2003 - Notary - Criag Albers - Jacksonville, IL 62650 5) 12/16/2021 - Investment Advisors Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/2021 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Investment Advisors Group, an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 09/05/2023 - Illinois College - Outside/W-2 Employment - Sporting Event Public Announcer - Not Investment Related - 1101 W College Ave. Jacksonville IL 62650 - Start Date 09/09/2023 - 5 Hours Per Month/ 0 Hours During Trading 7) 10/14/2025- Craig & Amy Albers- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 09/29/2021

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-24
S63 Uniform Securities Agent State Law Examination 1993-07-16
  • S65 Uniform Investment Adviser Law Examination
    1999-05-24
  • S63 Uniform Securities Agent State Law Examination
    1993-07-16
Designations

View on SEC IAPD

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