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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-01 |
| IL | RA | APPROVED | 2008-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Jacksonville | IL | 11/2008 | Present |
1. Vintage Heidi's Treasurers from the Attic; 1207 Edgehill Road Jacksonville IL 62650; A facebook group, but no website; Sell my personal treasurers, antiques in an Antique Mall; Stock the booth with my treasurers. Pay booth rent; 11/01/2023; 5.00hrs/week; Not during securities trading hours; Not Investment-Related 2. Barb's Vintage; 1207 Edgehill Road Jacksonville IL 62650; Antique Booth/Case; Owner; Price & display items in a booth/case at an antique mall; 11/07/2024; 2 hrs/week; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-02 |
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