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Scott Allen Spencer

Realized Financial, Inc.

Austin, TX

Austin, TX

Austin, TX

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Current Employers
Realized Financial, Inc.

500 W. 13Th Street, Austin, TX 78701 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-13
  • TX RA
    APPROVED
    Since 2025-03-13

Branch Locations

500 W. 13Th Street, Austin, TX 78701 • United States

Austin, TX • United States

500 W. 13Th Street, Austin, TX 78701 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Realized Financial, Inc. Austin TX 03/2016 01/2024
Strategy Basecamp Houston TX 04/2014 08/2018
Frost Brokerage Services, Inc. Austin TX 04/2024 Present
Frost Investment Services Austin TX 04/2024 Present
Previous Registrations
  • 2024-04-19 → 2025-02-27
    Frost Investment Services
    San Antonio, TX
  • 2016-03-23 → 2024-02-01
    Realized Financial, Inc.
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
  • 2002-01-14 → 2014-03-31
    Kestra Investment Services, Llc
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-17
S63 Uniform Securities Agent State Law Examination 1994-01-24
  • S65 Uniform Investment Adviser Law Examination
    1997-11-17
  • S63 Uniform Securities Agent State Law Examination
    1994-01-24

View on SEC IAPD

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DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
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Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

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