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900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-06 |
Branch Locations
900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tcg Holdings Lp | Austin | TX | 11/1989 | 07/2020 |
| Hub Investment Partners, Llc | Austin | TX | 07/2020 | Present |
| Fairway Asset Management, Llc | Austin | TX | 01/2011 | 12/2016 |
#1 Foundation 99. Not investment related. Austin, TX. Position: Advisory board member. Nature: I have been asked to be on the advisory board the conference (not the organization) to help think of ideas around speakers, agenda topics, etc. Start: 2/1/2022. Hours a month:1. Hours during trading:0. #2 Care Solace. Not investment related. Del Mar, CA. Position: Board Member. Nature: Mental Health Platform. Start: 1/1/2023. Hours a month:0.5. Hours during trading:0. #3 TCG Holdings LP. Is investment related. Austin, TX. Position: Owner. Nature: Owner of TCG Holdings LP and two affiliates, TCG Consulting and TCG Advisors (RIA). Start: 1/1/1989. Hours a month:160. Hours during trading:160.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-08 |
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