Emmett Russell Ray

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 03/2020
  Ameriprise Financial Services, Inc.
  Plano, TX
• 03/2020 → 08/2025
  Ameriprise Financial Services, Llc
  Plano, TX
• 08/2025 → Present
  Osaic Wealth, Inc.
  Plano, TX

Previous Registrations

• 2014-08-01 → 2025-08-25
  Ameriprise Financial Services, Llc
  Plano, TX
  Highland Vlg, TX
• 2007-04-30 → 2014-08-05
  Raymond James & Associates, Inc.
  Dallas, TX
• 1999-11-19 → 2007-05-01
  Banc Of America Investment Services, Inc.
  Dallas, TX
  Dallas, TX
  Addison, TX

Other Businesses

1. POS.: sole prop NAT.: real estate ownership; short-term rentals to guests; mountain cabin in New Mexico INVEST REL.: Yes NO. OF HR: 10 SEC TRADING HR: 1 START DATE: 03/09/2018 ADDR.: 218 Scenic Dr Angel Fire NM 75077 DESC: I offer my vacation cabin in New Mexico as a short-term rental to guests; I often utilize a property management company www.resortpropertiesofangelfire.com 2. Indep Ins Brokering; The State Life Ins Company a ONEAMERICA company; 03/31/2015; Group / Various AM Best "A" rated carriers, subject to SCA33274 per case requirements; 11/04/2021. 3. Bus. Ownership; VigorRuss Impact Services; OWNR; I set this up for my wife's bus for young employees. I will distribute information by word of mouth to younger, smaller groups to save money compared to the cost of health ins. Not an ins or regulated service. ; 515 CRAIG CIR highland village, TX, 75077; Not Invest-Rel.; 11/09/2023; 10 to 19 HR per month; 0 during trading HR. 4. BOD; Denton County Friends of the Family; Board Member, Past BOD Chairman, Past BOD 1st Vice Chairman, Past Fin. Comm Board Member; 4845 S. IH-35E Corinth, TX, 76210; Not Invest-Rel.; 08/01/2012; 10 to 19 HR per month; 1 to 9 during trading HR 5. 1ST TUESDAY CONNECTIONS BOD POS.: Member of BOD, vol and comm member NAT.: LLC INVEST REL.: No NO. OF HR: 10 SEC TRADING HR: 2 START DATE: 10/01/2024 ADDR.: 218 scenic drive, highland village TX 75077 DESC: Assist with the development of panel activities; assist with social member reposting and pictures, post-event, recruit other board members, assist with check-in of guests, assist in organizing panel discussions and seeking panelists, network, greet and entertain guests to increase the sphere of influence of the BOD 6. CERTIFIED EXIT PLANNING ADVISOR POS.: OWNR NAT.: S CORP, CURSORY TO OTHER ADVISORY SERVICES OFFERED, SPECIFICALLY TO BUS OWNRS INVEST REL.: Yes NO. OF HR: 40 SEC TRADING HR: 8 START DATE: 06/15/2024 ADDR.: 6275 W Plano Parkway, Suite 500, Plano TX 75093, United States DESC: S CORP, CURSORY TO OTHER ADVISORY SERVICES OFFERED, SPECIFICALLY TO BUS OWNRS 7. DISTRIBUTOR NON-FIN. ESSENTIAL SERVICES POS.: sole prop NAT.: Sole Proprietorship INVEST REL.: No NO. OF HR: 5 SEC TRADING HR: 0 START DATE: 10/11/2021 ADDR.: 218 scenic drive, highland village TX 75077 DESC: Promote Sales and Service of Personal Essential Services through ACN, specifically focusing on IDSeal Identity Threft suite of protections and Impact Health, a healthshare service offering (non-insurance healthcare cost cooperative company); cell phone subscriptions and home energy connections in some deregulated areas are among the other services available through ACN 8. OFFER VARIOUS AM BEST "A" RATED CARRIER PRODUCTS ON A CASE-BY-CASE BASIS POS.: sole prop NAT.: Sole Proprietor INVEST REL.: Yes NO. OF HR: 1 SEC TRADING HR: 0 START DATE: 11/04/2021 ADDR.: 218 scenic drive, highland village TX 75077 DESC: Indep Brokering of Outside Ins Products when necessary for client and when not offered by organization 9. COMM MEMBER, KIDLINKS.ORG POS.: vol and comm member NAT.: 501(c)3 Comm Member; vol INVEST REL.: No NO. OF HR: 5 SEC TRADING HR: 2 START DATE: 08/31/2024 ADDR.: 218 scenic drive, highland village TX 75077 DESC: fundraise for charity to help fund the operating budget, providing programs for children; recruit vols, participants, donors, sponsors, and additional/other board members 10. DENTON COUNTY FRIENDS OF THE FAMILY POS.: Member of Fin. Oversight SubComm; former Chairperson, Vice Chair, etc. I DO NOT PROVIDE FIN ADV BEYOND COMM FUNCTIONS NAT.: non-profit service organization INVEST REL.: No NO. OF HR: 10 SEC TRADING HR: 5 START DATE: 08/01/2012 ADDR.: 4845 S. Interstate 35 East, Corinth TX 76210, United States DESC: -voling -comm work -recruiting -fund-raising for events and capital campaigns -assist the Fin. oversight sub-comm in making Fin. recommendations to the board as a whole; i do not provide any in

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-12-01
• S63 Uniform Securities Agent State Law Examination
  1993-09-29

Other Names

• E Russell (Iii) Ray
• Russ Ray
• E Russell Ray
• Emmett Russell Ray