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Daniel Duane Rasby

Morgan Stanley

Rapid City, SD

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-03-23
SD RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2012-03-23
  • SD RA
    APPROVED
    Since 2009-06-01

Branch Locations

909 St. Joseph Street 6Th Floor, Rapid City, SD 57701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Rapid City SD 04/2007 Present
Morgan Stanley Smith Barney Rapid City SD 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Rapid City, SD
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Rapid City, SD
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Rapid City, SD
  • 1999-06-17 → 2007-04-02
    Morgan Stanley Dw Inc.
    Rapid City, SD
    Rapid City, SD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-09
S63 Uniform Securities Agent State Law Examination 1993-09-02
  • S65 Uniform Investment Adviser Law Examination
    1998-06-09
  • S63 Uniform Securities Agent State Law Examination
    1993-09-02

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · RAPID CITY, SD
EDWARD JONES · RAPID CITY, SD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Rapid City, SD
SEACREST WEALTH MANAGEMENT, LLC · RAPID CITY, SD
SEACREST INVESTMENT MANAGEMENT, LLC · Rapid City, SD
EDWARD JONES · RAPID CITY, SD
RBC CAPITAL MARKETS, LLC · RAPID CITY, SD
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