Steven G Williams

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1992 → 05/2021
  Merrill Lynch
  Salt Lake City, UT
• 12/1992 → 05/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Salt Lake City, UT
• 06/2011 → 05/2021
  Bank Of America,N.A.
  Salt Lake City, UT
• 05/2021 → Present
  Raymond James & Associates, Inc
  Salt Lake City, UT

Previous Registrations

• 1993-10-15 → 2021-05-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Salt Lake City, UT
  Salt Lake City, UT

Other Businesses

(1)Name of Business: Canyon Crest LLC Address: 533 S Ridgetop Lane, North Salt Lake, UT, 84054, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/25/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I own a rental property in St George. vRBO with my parents. (2)Name of Business: Lofts Living LLC Address: 533 S Ridgetop Lane, North Salt Lake, UT, 84054, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own the property.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-09-21
• S63 Uniform Securities Agent State Law Examination
  1993-08-30

Designations

• Certified Financial Planner

Other Names

• Steven G Williams
• Steven Gerald Williams