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Current Employers
Mesa Wealth Management

266 Mobil Avenue Suite 218, Camarillo, CA 93010 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2017-09-08
TX RA APPROVED_RES 2017-08-22
CA RA APPROVED 2017-01-06
  • TN RA
    APPROVED
    Since 2017-09-08
  • TX RA
    APPROVED_RES
    Since 2017-08-22
  • CA RA
    APPROVED
    Since 2017-01-06

Branch Locations

266 Mobil Avenue Suite 218, Camarillo, CA 93010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial West Group Westlake Village CA 02/2009 08/2017
Mesa Wealth Management, Inc. Dba Mesa Wealth Management & Ins Ag Camarillo CA 02/2009 Present
Mesa Wealth Management Camarillo CA 07/2015 Present
Western International Securities, Inc. Pasadena CA 08/2017 03/2023
Apw Inc Rockaway NJ 02/2023 03/2023
Apw Inc Rockaway NJ 03/2023 Present
  • 02/2009 → 08/2017
    Financial West Group
    Westlake Village, CA
  • 02/2009 → Present
    Mesa Wealth Management, Inc. Dba Mesa Wealth Management & Ins Ag
    Camarillo, CA
  • 07/2015 → Present
    Camarillo, CA
  • 08/2017 → 03/2023
    Western International Securities, Inc.
    Pasadena, CA
  • 02/2023 → 03/2023
    Apw Inc
    Rockaway, NJ
  • 03/2023 → Present
    Apw Inc
    Rockaway, NJ
Previous Registrations
  • 2017-08-21 → 2023-03-01
    Western International Securities, Inc.
    Irvine, CA
    Camarillo, CA
  • 2009-02-17 → 2017-08-21
    Financial West Group
    Woodland Hills, CA
    Westlake Village, CA
    Camarillo, CA
    Westlake Village, CA
    Irvine, CA
    Westlake Village, CA
    Camarillo, CA
  • 2006-01-09 → 2009-02-18
    Woodland Hills, CA
  • 2001-04-24 → 2006-02-01
    Woodland Hills, CA
    Woodland Hills, CA
Other Businesses

1) MESA Wealth Management, Inc. dba MESA Wealth Management & Insurance Agency, Yes, 266 Mobil Avenida Ste 218 Camarillo CA 93010, RIA & Insurance Agency, President and RIA, 2/14/2009, 112 hours/month, 6 hours, financial planning, investment management, insurance/LTC review. 2) LAPD Protective League, Yes, 100 W. First Street Room 250 LA CA 90012, consultant on City of LA benefits and investments, Financial Advisor & LAPD Professional Specialist, 2/14/2008, 8 hours/month, .5 hours, financial planning, investment management, insurance review.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-01
S65 Uniform Investment Adviser Law Examination 1993-07-26
  • S63 Uniform Securities Agent State Law Examination
    1996-08-01
  • S65 Uniform Investment Adviser Law Examination
    1993-07-26
Other Names
  • Sandy Mesa

View on SEC IAPD

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