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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-24 |
| CA | RA | APPROVED | 2009-05-13 |
Branch Locations
1575 Spinnaker Drive Suite 201, Ventura, CA 93001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Carpinteria | CA | 05/2009 | Present |
| Raymond James Financial Services Advisors Inc. | Carpinteria | CA | 05/2009 | Present |
| Carpinteria Sanitary District | Carpinteria | CA | 05/2009 | 02/2018 |
(1) Name of Business: 76Q, LLC Address: 19755 E telegraph Rd, Santa Paula, CA, 93060, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 07/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 2 partners aka manager members of LLC. I do the books and pay bills (2) Name of Business: Moorhouse Financial Wealth Management Group Address: 1575 Spinnaker Dr Ste 201, Ventura, CA, 93001, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/27/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-05 |
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