Nelson Rivera

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-16
IA	RA	APPROVED	2016-08-09

TX RA
APPROVED_RES

Since 2019-01-16
IA RA
APPROVED

Since 2016-08-09

Branch Locations

4867 Asbury Road Suite #3, Dubuque, IA 52002 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	05/2016	Present

05/2016 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-08-08
S63	Uniform Securities Agent State Law Examination	1993-08-27

S66 Uniform Combined State Law Examination

2016-08-08
S63 Uniform Securities Agent State Law Examination

1993-08-27

Other Names

Nelson Rivera
Nelson Rivera

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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