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Rodney Dewayne Smith

Fifth Third Securities, Inc.

Indianapolis, IN

Greenwood, IN

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2012-02-09
  • IN RA
    APPROVED
    Since 2012-02-09

Branch Locations

4040 East Southport Road, Indianapolis, IN 46237 • United States

1168 North Bluff Road, Greenwood, IN 46142 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Indianapolis IN 01/2012 Present
  • 01/2012 → Present
    Fifth Third Securities
    Indianapolis, IN
Previous Registrations
  • 2007-10-05 → 2011-12-14
    Chase Investment Services Corp.
    Greenwood, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2001-04-24 → 2006-11-30
    Raymond James & Associates, Inc.
    Greenwood, IN
    Greenwood, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-01
S63 Uniform Securities Agent State Law Examination 1993-09-17
  • S65 Uniform Investment Adviser Law Examination
    2007-10-01
  • S63 Uniform Securities Agent State Law Examination
    1993-09-17

View on SEC IAPD

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