Best Investors Account Sign in
Current Employers
Miramontes Capital, Llc

4701 Teller Ave, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-03
  • NY RA
    APPROVED
    Since 2026-06-03

Branch Locations

4701 Teller Ave, Newport Beach, CA 92660 • United States

Point Lookout, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broadway Capital Advisors, Llc Point Lookout NY 01/2015 Present
Miramontes Capital, Llc Newport Beach CA 05/2026 Present
Broadway Capital Management, Llc Point Lookout NY 01/2015 Present
  • 01/2015 → Present
    Broadway Capital Advisors, Llc
    Point Lookout , NY
  • 05/2026 → Present
    Newport Beach, CA
  • 01/2015 → Present
    Broadway Capital Management, Llc
    Point Lookout, NY
Other Businesses

Owner, Broadway Capital Advisors, LLC; Manage Liquid Hedge Funds, Separately managed investment accounts Owner, Broadway Capital Management, LLC; Owner of General Partner of Investment Adviser Owner, PW Aero, LLC; Own LP interests in aviation businesses (privately held) as well as hard assets Owner, BF Convexity Hunter, LLC; Marketing and consulting businesses

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-05-24
  • S63 Uniform Securities Agent State Law Examination
    2013-05-24
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Newport Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor