Marc David Goldstein

Current Employers

Employment History

• 06/2013 → 02/2021
  Principal Life Ins Co
  New York, NY
• 06/2013 → 02/2021
  Marc Goldstein Associates
  New York, NY
• 03/2016 → 02/2021
  Principal Securities Inc
  New York, NY
• 02/2021 → Present
  Kestra Investment Services, Llc.
  New York, NY
• 02/2021 → Present
  Kestra Advisory Services, Llc.
  New York, NY

Previous Registrations

• 2013-06-18 → 2021-02-23
  Principal Securities, Inc.
  New York, NY
  Wilmington, DE
  New York, NY
• 2008-08-04 → 2013-06-10
  Equitable Advisors, Llc
  New York, NY
  New York, NY
  New York, NY
  New York, NY

Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78738 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Rep Start Date: 2/1/2021 Hours per month: 61% - 70% (97 - 112 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: Sales and consultingBusiness Name: marc goldstein associates, llc Investment Related: Yes Address: 333 west 39th street, suite 1104 new york NY 10018 Nature of Business: Real Estate Position, Title or Relationship: general member Start Date: 10/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: negotiate lease and pay rentBusiness Name: Marc Goldstein Associates Investment Related: Yes Address: 333 west 39th street, suite 1104 new york NY 10018 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: owner Start Date: 12/5/1994 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: sales & management

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-08-01
• S63 Uniform Securities Agent State Law Examination
  1993-09-11