Robert Andrew Beatty

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 12/2017
  Mh Financial Llc
  Phoenix, AZ
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Scottsdale, AZ
• 11/2017 → Present
  Vantage Financial Services
  Scottsdale, AZ
• 11/2018 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Scottsdale, AZ
  Nashville, TN
  Gold River, CA
• 2011-07-12 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Cedar Hill, TX
  Scottsdale, AZ

Other Businesses

1. VANTAGE FINANCIAL SERVICES - FIXED INSURANCE POSITION: Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/21/1993 ADDRESS: 15300 N 90th Street, Suite 800, Scottsdale AZ 85260, United States DESCRIPTION: Sales / marketing of fixed annuities and non-variable insurance 2. VANTAGE FINANCIAL SERVICES POSITION: Owner / IAR NATURE: an LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/01/1993 ADDRESS: 15300 N 90th Street, Suite 850, Scottsdale AZ 85260, United States DESCRIPTION: Sales / Marketing of securities, Investment advisory and insurance products 3. C.O.R.E MARKETING INC. POSITION: Owner / CEO NATURE: C-corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 07/13/2001 ADDRESS: 15300 N 90th Street, Suite 850, Scottsdale AZ 85260, United States DESCRIPTION: I am the owner and founder of C.O.R.E. Marketing - I am involved in all aspects of running the business - our primary business at CORE is the marketing of Fixed and Variable Life insurance, annuities, long term care and disability income to other financial advisors, registered reps, attorneys and CPA. 4. SUCCESSOR TRUSTEE FOR IMMEDIATE FAMILY POSITION: trustee NATURE: Successor trustee for my mother revocable living trust upon her death - representative of the estate and trustee of the trust INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/19/1998 ADDRESS: 7104 N VIA DE ALEGRIA, Scottsdale AZ 85258, United States DESCRIPTION: Successors trustee - disposition of my mother's estate

Exams

• S66 Uniform Combined State Law Examination
  2011-06-27
• S63 Uniform Securities Agent State Law Examination
  1993-09-07

Other Names

• Robert A Beatty