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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-15 |
| MT | RA | APPROVED | 2018-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Bozeman | MT | 10/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bozeman | MT | 11/2016 | 11/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bozeman | MT | 11/2018 | 06/2023 |
| Bank Of America, N.A. | Bozeman | MT | 12/2018 | 06/2023 |
| Bank Of America, N.A. | Bozeman | MT | 06/2023 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bozeman | MT | 06/2023 | Present |
I*119270For profit or not for profit: For-Profit OrganizationName of outside business organization: Painted Hills Homeowner AssociationInvestment related: NAddress of business:Bozeman, Montana 59715Nature of business: Cooperative,Position, title, association: Committee Member, Start date of relationship: 11/1/2017Number of hours devoted: 2 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Neighborhood Home Owners association. Elected to the design committee. Approve any submitted changes or projects to homes, landscaping, buildings on homeowners lots.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-26 |
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