Lori Katherine Pilon

Current Employers

Employment History

• 04/2015 → 02/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Winston-Salem, NC
• 07/2015 → 02/2021
  Bank Of America, N.A.
  Winston-Salem, NC
• 03/2021 → 02/2022
  Parsec Financial
  Asheville, NC
• 02/2022 → 04/2023
  Parsec Financial
  Asheville, NC
• 04/2023 → 07/2023
  Modera Wealth Management, Llc
  Westwood, NJ
• 08/2023 → Present
  U.S. Bank
  Bozeman, MT
• 09/2023 → 02/2026
  U.S. Bancorp Investments, Inc.
  Bozeman, MT
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  Bozeman, MT

Previous Registrations

• 2023-10-26 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Bozeman, MT
  Bozeman, MT
• 2023-04-26 → 2023-07-21
  Modera Wealth Management, Llc
  Westwood, NJ
  Bozeman, MT
• 2021-03-25 → 2023-04-27
  Parsec Financial
  Asheville, NC
  Bozeman, MT
• 2015-08-21 → 2021-02-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Winston Salem, NC

Other Businesses

1) Red Chair Properties, LLC; Investment-related; Bozeman, MT; Rental Property; Sole Member/Owner; 02/2023; 1 Hours/Month; 0 Hours/Trading; Communicate with renters of property, if necessary. Collect monthly rent (via auto-ACH). Communicate with CPA re: expenses/income. 2) Blue Bubble Properties LLC; Investment-related; Bozeman, MT; Rental property (AirBnB/VRBO); LLC member; 12/2024; 1 hour/month; 0 hours/trading; Short term rentals utilizing a property manager. Report income/expenses to CPA and replace any damaged or worn-out property. 3) Montana Ballet Company Board; Not investment-related; Bozeman, MT; Provide support to Montana Ballet Company; Board Member; 5/2025; 1-2 hours/month; 1-2 hours/trading; Provide support to Montana Ballet Company through renewing community outreach programs, looking for opportunities to enrich dancers' lives and the reputation of MBC, as well as support the new artistic director in helping her vision come to life. 4) Montana Ballet Company; Not Investment-Related; Bozeman, MT; Nonprofit ballet education; 05/01/2025; 4 hours/month; 0 hours/trading; Take notes at monthly board meetings. Serve on the finance committee assisting the treasurer and other committee members with reviewing monthly reports and budget projections.

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-01-30
• S66 Uniform Combined State Law Examination
  2015-08-20

Other Names

• Lori Katherine Hartman
• Lori K Pilon