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John Brzozowski

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Englishtown, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-07-16
NJ RA APPROVED 2013-07-05
  • TX RA
    APPROVED_RES
    Since 2013-07-16
  • NJ RA
    APPROVED
    Since 2013-07-05

Branch Locations

80 Rt 9, Englishtown, NJ 07726 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Point Pleasant NJ 06/2013 Present
Bank Of America, N.A. Point Pleasant NJ 07/2013 Present
Previous Registrations
  • 2012-07-23 → 2013-06-10
    Capital One Financial Advisors Llc
    Melville, NY
  • 2011-09-23 → 2011-12-20
    Msi Financial Services, Inc.
    Short Hills, NJ
    Piscataway, NJ
    Iselin, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-12
S63 Uniform Securities Agent State Law Examination 2011-02-03
  • S65 Uniform Investment Adviser Law Examination
    2011-09-12
  • S63 Uniform Securities Agent State Law Examination
    2011-02-03
Other Names
  • John Robert Brzozowski
  • John Roberts
  • John Brzozowski
  • John Roberts
  • John Robert Brzozowski

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ELLEN BINEN-MILBROD FINANCIAL SERVICES L.L.C.
SANTANDER SECURITIES LLC
TEPLITZ FINANCIAL GROUP LLC
TSG ALPHA PARTNERS, LLC
CHUISANO AND ALBERT, L.L.C.

Other Investors

Shabana Y Mosiello
Adam David Rubin
ANTHONY Joseph XERRI
JOSEPH XERRI
ROBERT SCHERZER
Thomas J Morelli
Walter Rocco Kukowski
Amul G Sant

Other Offices

TD PRIVATE CLIENT WEALTH LLC · Englishtown, NJ
INTEGRITY ADVISORY SOLUTIONS · Morganville, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MORGANVILLE, NJ
ELLEN BINEN-MILBROD FINANCIAL SERVICES L.L.C. · ENGLISHTOWN, NJ
SANTANDER SECURITIES LLC · Manalapan, NJ
TEPLITZ FINANCIAL GROUP LLC · OLD BRIDGE, NJ
TSG ALPHA PARTNERS, LLC · OLD BRIDGE, NJ
CHUISANO AND ALBERT, L.L.C. · OLD BRIDGE, NJ

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