Best Investors Account Sign in

Shabana Y Mosiello

Td Private Client Wealth LLC

Englishtown, NJ

Princeton, NJ

Claim This Profile
Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-07-28
DE RA APPROVED 2025-02-19
NY RA APPROVED 2024-07-01
FL RA APPROVED 2024-02-08
PA RA APPROVED 2021-03-09
NJ RA APPROVED 2020-07-30
  • IL RA
    APPROVED
    Since 2025-07-28
  • DE RA
    APPROVED
    Since 2025-02-19
  • NY RA
    APPROVED
    Since 2024-07-01
  • FL RA
    APPROVED
    Since 2024-02-08
  • PA RA
    APPROVED
    Since 2021-03-09
  • NJ RA
    APPROVED
    Since 2020-07-30

Branch Locations

46 County Road 520, Englishtown, NJ 07726 • United States

255 Nassau Street 1St Floor, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. Englishtown NJ 10/2015 Present
Td Private Client Wealth Llc Englishtown NJ 06/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-09-25
S65 Uniform Investment Adviser Law Examination 2020-07-29
  • S63 Uniform Securities Agent State Law Examination
    2025-09-25
  • S65 Uniform Investment Adviser Law Examination
    2020-07-29
Other Names
  • Shabana Y Hamza

View on SEC IAPD

Other Firms

INTEGRITY ADVISORY SOLUTIONS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ELLEN BINEN-MILBROD FINANCIAL SERVICES L.L.C.
SANTANDER SECURITIES LLC
TEPLITZ FINANCIAL GROUP LLC
TSG ALPHA PARTNERS, LLC
CHUISANO AND ALBERT, L.L.C.
EAGLE STRATEGIES LLC

Other Investors

Adam David Rubin
ANTHONY Joseph XERRI
JOSEPH XERRI
ROBERT SCHERZER
Thomas J Morelli
Walter Rocco Kukowski
Amul G Sant
Andrew Joseph Bernal

Other Offices

INTEGRITY ADVISORY SOLUTIONS · Morganville, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MORGANVILLE, NJ
ELLEN BINEN-MILBROD FINANCIAL SERVICES L.L.C. · ENGLISHTOWN, NJ
SANTANDER SECURITIES LLC · Manalapan, NJ
TEPLITZ FINANCIAL GROUP LLC · OLD BRIDGE, NJ
TSG ALPHA PARTNERS, LLC · OLD BRIDGE, NJ
CHUISANO AND ALBERT, L.L.C. · OLD BRIDGE, NJ
EAGLE STRATEGIES LLC · OLD BRIDGE, NJ

More in Englishtown, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor