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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2008-10-31 |
Branch Locations
1145 Broadway Suite 1400, Tacoma, WA 98402-3503 • United States
925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States
Federal Way, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Seattle | WA | 06/2015 | Present |
SONIA ALEXIS / 3441 DEER POINTE CT BELLINGHAM,WASHINGTON 98226 / I SING AND ACT AT VARIOUS VENUES LOCALLY AND ON OCCASION I RECEIVE COMPENSATION/ START DATE 5/31/2014
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-17 |
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