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Brendan Lee Dove

Morgan Stanley

Plano, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-30
  • TX RA
    APPROVED
    Since 2021-04-30

Branch Locations

7500 Dallas Parkway Suite 500, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Frisco TX 10/2012 04/2021
Morgan Stanley Smith Barney Llc Plano TX 04/2021 Present
Morgan Stanley Private Bank, N.A New York NY 06/2021 Present
  • 10/2012 → 04/2021
    J.P. Morgan Securities Llc
    Frisco, TX
  • 04/2021 → Present
    Morgan Stanley Smith Barney Llc
    Plano, TX
  • 06/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2012-10-01 → 2021-05-13
    J.P. Morgan Securities Llc
    Frisco, TX
  • 2008-11-13 → 2012-10-01
    Chase Investment Services Corp.
    Little Elm, TX
    Frisco, TX
    Frisco, TX
    Mckinney, TX
    Frisco, TX
    Plano, TX
    Plano, TX
    Mckinney, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-11-11
S63 Uniform Securities Agent State Law Examination 2005-10-12
  • S65 Uniform Investment Adviser Law Examination
    2008-11-11
  • S63 Uniform Securities Agent State Law Examination
    2005-10-12
Designations
Other Names
  • Brendan L Dove
  • Brendan Lee Dove

View on SEC IAPD

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VANGUARD ADVISERS, INC. · Plano, TX
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