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Thomas Patrick Kerins

Osaic Advisory Services, LLC

Omaha, NE

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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-08
NE RA APPROVED 2024-11-08
TX RA APPROVED 2024-11-08
  • FL RA
    APPROVED
    Since 2025-04-08
  • NE RA
    APPROVED
    Since 2024-11-08
  • TX RA
    APPROVED
    Since 2024-11-08

Branch Locations

14301 Fnb Pkwy Suite 201, Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Omaha NE 05/2014 06/2024
Arbor Point Advisors Omaha NE 05/2014 11/2024
Osaic Wealth, Inc. Omaha NE 06/2024 Present
Osaic Advisory Services, Llc Atlanta GA 11/2024 Present
  • 05/2014 → 06/2024
    Securities America Inc
    Omaha, NE
  • 05/2014 → 11/2024
    Arbor Point Advisors
    Omaha, NE
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Omaha, NE
  • 11/2024 → Present
    Atlanta, GA
Previous Registrations
  • 2014-05-19 → 2024-11-08
    Arbor Point Advisors
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 1994-03-12 → 2014-06-03
    Manarin Investment Counsel Ltd
    Omaha, NE
    San Juan, PR
Other Businesses

1. DBA - Kerins Hendrickson Wealth Management 2. KERINS HENDRICKSON WEALTH MANAGEMENT POSITION: President NATURE: Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/04/2021 ADDRESS: 14301 FNB Pkwy, Suite 201, Omaha NE 68154, United States DESCRIPTION: Manage Client Portfolios

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-11
S63 Uniform Securities Agent State Law Examination 1993-08-03
  • S65 Uniform Investment Adviser Law Examination
    1993-08-11
  • S63 Uniform Securities Agent State Law Examination
    1993-08-03
Other Names
  • Thomas P Kerins

View on SEC IAPD

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