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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-07-16
TX RA APPROVED 2020-07-16
  • NC RA
    APPROVED
    Since 2020-07-16
  • TX RA
    APPROVED
    Since 2020-07-16

Branch Locations

1414 Raleigh Road, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Chapel Hill NC 07/2020 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 07/2020
  • 07/2020 → Present
    Stifel Nicolaus & Co Inc
    Chapel Hill, NC
  • 01/2015 → 07/2020
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-10
  • S66 Uniform Combined State Law Examination
    2005-12-10

View on SEC IAPD

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