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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-10-25 |
| IL | RA | APPROVED | 2012-10-02 |
Branch Locations
5 Revere Drive 1 Northbrook Place, Northbrook, IL 60062 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Northbrook | IL | 10/2012 | Present |
8 Rope LLC/ investment related?: no/ Chicago,IL 60607/ to pay the bill for the country club membership/ Member of a committee with management / supervisor functions/ start date; 10/26/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-07 |
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