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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-03-20
IL RA APPROVED 2024-03-15
TX RA APPROVED 2024-03-15
  • LA RA
    APPROVED
    Since 2024-03-20
  • IL RA
    APPROVED
    Since 2024-03-15
  • TX RA
    APPROVED
    Since 2024-03-15

Branch Locations

7 West Jackson Street, Pinckneyville, IL 62272 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Pinckneyvile IL 05/1996 03/2024
Raymond James Financial Services Advisors, Inc Pinckneyville IL 01/2009 03/2024
Freedom Street Partners Pinckneyville IL 02/2023 03/2024
Steward Partners Global Advisory, Llc Pinckneyville IL 03/2024 Present
Steward Partners Investment Solutions, Llc Pinckneyville IL 03/2024 Present
Steward Partners Investment Advisory, Llc Pinckneyville IL 03/2024 Present
  • 05/1996 → 03/2024
    Raymond James Financial Services, Inc.
    Pinckneyvile, IL
  • 01/2009 → 03/2024
    Pinckneyville, IL
  • 02/2023 → 03/2024
    Freedom Street Partners
    Pinckneyville, IL
  • 03/2024 → Present
    Steward Partners Global Advisory, Llc
    Pinckneyville, IL
  • 03/2024 → Present
    Steward Partners Investment Solutions, Llc
    Pinckneyville, IL
  • 03/2024 → Present
    Pinckneyville, IL
Previous Registrations
  • 2009-01-02 → 2024-03-15
    Pinckneyville, IL
    Pinckneyville, IL
    Pinckneyville, IL
    Pinckneyville, IL
  • 1998-07-06 → 2009-01-02
    Raymond James Financial Services, Inc.
    Pinckneyvile, IL
    Effingham, IL
    Pinckneyville, IL
Other Businesses

(1)Name of Business: CMR Farms; Pickneyville, IL; Activity Type: Agriculture/Farming Position/Title: Owner; Investment Related: No Start Date: 01/01/2009; Duties: Owner; 25 HRS/MO devoted to this activity; 0 HRS/MO devoted during business hours; not investment related. (2)Name of Business: CMR Properties Address: 4607 Wren Rd, Pinckneyville , IL, 62274, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own my personal Office building that I rent out. (3)Name of Business: CMR Wealth Management Address: 7 West Jackson Street, Pinckneyville, IL, 62274, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (4)Name of Business: Freedom Street Partners Address: 7 West Jackson Street, Pinckneyville, IL, 62274, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 02/10/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: FSP is my OSJ (5)Name of Business: FSP Enterprise LLC Address: 7 W Jackson St, Pinckneyville, IL, 62274-1175, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/28/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Owner Non Control (6)Name of Business: NA Address: 208 South Walnut St Pinckneyville IL 62274, Pinckneyville, IL, 62274, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/06/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Be an agent for a fixed annuity that PCA does not carry with ING (7)Name of Business: Pinckneyville Community Hospital Address: 5383 State Route 154\n, Pinckneyville, IL, 62274, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 02/06/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Board Member

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-24
S63 Uniform Securities Agent State Law Examination 1993-08-06
  • S65 Uniform Investment Adviser Law Examination
    1996-07-24
  • S63 Uniform Securities Agent State Law Examination
    1993-08-06

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