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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-03-20 |
| IL | RA | APPROVED | 2024-03-15 |
| TX | RA | APPROVED | 2024-03-15 |
Branch Locations
7 West Jackson Street, Pinckneyville, IL 62272 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Pinckneyvile | IL | 05/1996 | 03/2024 |
| Raymond James Financial Services Advisors, Inc | Pinckneyville | IL | 01/2009 | 03/2024 |
| Freedom Street Partners | Pinckneyville | IL | 02/2023 | 03/2024 |
| Steward Partners Global Advisory, Llc | Pinckneyville | IL | 03/2024 | Present |
| Steward Partners Investment Solutions, Llc | Pinckneyville | IL | 03/2024 | Present |
| Steward Partners Investment Advisory, Llc | Pinckneyville | IL | 03/2024 | Present |
(1)Name of Business: CMR Farms; Pickneyville, IL; Activity Type: Agriculture/Farming Position/Title: Owner; Investment Related: No Start Date: 01/01/2009; Duties: Owner; 25 HRS/MO devoted to this activity; 0 HRS/MO devoted during business hours; not investment related. (2)Name of Business: CMR Properties Address: 4607 Wren Rd, Pinckneyville , IL, 62274, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own my personal Office building that I rent out. (3)Name of Business: CMR Wealth Management Address: 7 West Jackson Street, Pinckneyville, IL, 62274, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (4)Name of Business: Freedom Street Partners Address: 7 West Jackson Street, Pinckneyville, IL, 62274, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 02/10/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: FSP is my OSJ (5)Name of Business: FSP Enterprise LLC Address: 7 W Jackson St, Pinckneyville, IL, 62274-1175, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/28/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Owner Non Control (6)Name of Business: NA Address: 208 South Walnut St Pinckneyville IL 62274, Pinckneyville, IL, 62274, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/06/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Be an agent for a fixed annuity that PCA does not carry with ING (7)Name of Business: Pinckneyville Community Hospital Address: 5383 State Route 154\n, Pinckneyville, IL, 62274, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 02/06/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Board Member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-06 |
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