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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-14
  • IL RA
    APPROVED
    Since 2024-11-14

Branch Locations

Pinckneyville, IL • United States

313 South Walnut Street, Pinckneyville, IL 62274 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North American Senior Benefits Lawrenceville GA 01/2016 11/2016
Valic Financial Advisors, Inc. St. Louis MO 11/2016 04/2018
Prudential Insurance Company Of America Swansea IL 06/2018 Present
Pruco Securities, Llc. Swansea IL 06/2018 11/2024
Lpl Enterprise, Llc Pinckneyville IL 11/2024 Present
  • 01/2016 → 11/2016
    North American Senior Benefits
    Lawrenceville, GA
  • 11/2016 → 04/2018
    Valic Financial Advisors, Inc.
    St. Louis, MO
  • 06/2018 → Present
    Prudential Insurance Company Of America
    Swansea, IL
  • 06/2018 → 11/2024
    Swansea, IL
  • 11/2024 → Present
    Pinckneyville, IL
Previous Registrations
Other Businesses

1. 11/14/2024 - Arthur Epplin Trust - Farm - Pinckneyville, IL - INV REL - Start Date 02/01/1994 - 1hr/mth 2. 11/14/2024 - PCHS Education Foundation - Non-Profit Board Member - Pinckneyville, IL - NOT INV REL - Start Date 08/01/2015 - 5hr/mth - 2hrs during trading 3. 11/14/2024 - Pinckneyville Community High School - Coach/ Sports/ Fitness - Pinckneyville, IL - NOT INV REL - Start Date 07/01/2022 - 24hr/mth - 5hrs during trading 4. 06/24/2025 - Dwayne Epplin - Non-Variable Insurance - Pinckneyville, IL - INV REL - Start Date 07/01/2025 - 2hrs/mth - 2hrs during trading 5. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-10
S63 Uniform Securities Agent State Law Examination 2016-01-14
  • S65 Uniform Investment Adviser Law Examination
    2021-11-10
  • S63 Uniform Securities Agent State Law Examination
    2016-01-14
Other Names
  • Red Epplin
  • Dwayne Epplin

View on SEC IAPD

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