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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Tucson | AZ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 11/2016 | Present |
COLLEEN FORBES, NOT INV RELATED, TUCSON, AZ, 50% OWNER, START: 10/11/2016, 9 HOURS PER MONTH/0 DURING TRADING, DUTIES: INSTALL UTILITIES ON PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-16 |
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