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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 1999-03-01 |
Branch Locations
57 Maple Avenue, Suite 202, Barrington, RI 02806 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Johnston | RI | 03/1997 | Present |
1.08/09/2013; NONE; Notary; Not Investment Related; ; Start Date ; hrs/mth; hrs during trading 2.07/21/2026; LPL; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 07/16/2026; 1hrs/mth; 1hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-18 |
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