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John Domenic Alessandro

LPl Financial LLC

Barrington, RI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 1999-03-01
  • RI RA
    APPROVED
    Since 1999-03-01

Branch Locations

57 Maple Avenue, Suite 202, Barrington, RI 02806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Johnston RI 03/1997 Present
Other Businesses

1.08/09/2013; NONE; Notary; Not Investment Related; ; Start Date ; hrs/mth; hrs during trading 2.07/21/2026; LPL; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 07/16/2026; 1hrs/mth; 1hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-23
S63 Uniform Securities Agent State Law Examination 1993-08-18
  • S65 Uniform Investment Adviser Law Examination
    1998-02-23
  • S63 Uniform Securities Agent State Law Examination
    1993-08-18
Other Names
  • John D Jr Alessandro

View on SEC IAPD

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