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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-07-06 |
Branch Locations
90 S Newtown Street Rd Suite 3, Newtown Square, PA 19073 • United States
4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Securities, Llc | Newtown Square | PA | 08/2008 | 07/2020 |
| Nationwide | Newtown Sq | PA | 08/2008 | 07/2020 |
| Integrity Alliance, Llc | Newtown Square | PA | 07/2020 | Present |
Bruno Financial Services LLC; Securities related; 116 Stoney Brook Blvd, Newtown Square, PA 19073; DBA for Securities and insurance; Owner; Started 7/1/2020; 40 hours per month, 40 hours during trading; Sales and service of investments and insurance products Fixed life insurance; Not securities related; 116 Stoney Brook Blvd, Newtown Square, PA 19073; Selling fixed and life insurance; Insurance agent; Started 1/1/1993; 120 hour per month, 120 during trading; Sales and service of fixed insurance products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-06 |
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