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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2020-08-25
  • TN RA
    APPROVED
    Since 2020-08-25

Branch Locations

101 Westpark Dr Suite 310, Brentwood, TN 37027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Franklin TN 04/2016 06/2020
The Prudential Insurance Company Of America Franklin TN 04/2016 06/2020
Guardian Life Insurance Company Brentwood TN 07/2020 Present
Park Avenue Securities Brentwood TN 08/2020 Present
  • 04/2016 → 06/2020
    Franklin, TN
  • 04/2016 → 06/2020
    The Prudential Insurance Company Of America
    Franklin, TN
  • 07/2020 → Present
    Guardian Life Insurance Company
    Brentwood, TN
  • 08/2020 → Present
    Park Avenue Securities
    Brentwood, TN
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-10-18
  • S63 Uniform Securities Agent State Law Examination
    1993-10-18
Other Names
  • Dan Mills
  • Daniel Lee Mills

View on SEC IAPD

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