Susan Chandler

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2023 → 10/2023
  Umpqua Bank
  Seattle, WA
• 03/2023 → 10/2023
  Cetera Investment Services Llc
  St Cloud, MN
• 03/2023 → 10/2023
  Cetera Investment Advisers Llc
  Seattle, WA
• 02/2024 → Present
  Raymond James Financial Services, Inc.
  Tacoma, WA
• 02/2024 → Present
  Raymond James Financial Services Advisor, Inc
  Tacoma, WA
• 10/2013 → 03/2023
  Steward Partners Investment Solutions, Llc
  Seattle, WA
• 01/2024 → Present
  Columbia Wealth Advisors
  Tacoma, WA
• 01/2024 → Present
  Umpqua Bank
  Seattle, WA
• 02/2024 → Present
  Umpqua Bank
  Tacoma, WA

Previous Registrations

• 2023-03-01 → 2023-10-18
  Cetera Investment Advisers Llc
  Seattle, WA
• 2013-10-31 → 2023-03-01
  Steward Partners Investment Solutions, Llc
  Seattle, WA
  Seattle, WA
  Seattle, WA
• 2011-01-03 → 2013-10-15
  Wells Fargo Clearing Services, Llc
  Seattle, WA
  Seattle, WA
  Seattle, WA
  Seattle, WA
  Charlotte, NC
  Seattle, WA
• 2004-04-22 → 2011-01-03
  Wells Fargo Investments, Llc
  Seattle, WA
  Seattle, WA
  Seattle, WA
• 1998-07-01 → 2004-03-15
  Banc Of America Investment Services, Inc.
  Seattle, WA

Other Businesses

(1)Name of Business: Columbia Wealth Advisors Address: 1301 A St STE 100, Tacoma, WA, 98402-4200, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/02/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Private Banker whom refers to Financial Advisor (2)Name of Business: Umpqua Bank Address: 1301 A St STE 100, Tacoma, WA, 98402-4200, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 02/15/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Private Banker whom refers to Financial Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-15
• S63 Uniform Securities Agent State Law Examination
  1994-03-18

Other Names

• Susie Marie Vanbruwaene
• Susi Marie Vanbruwaene
• Susan Marie Vanbruwaene
• Susan Marie Chandler