Best Investors
Account
Sign in
Best Investors
Account
Sign in
424 North San Mateo Drive Suite 200, San Mateo, CA 94401-2491 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-10-10 |
| CA | RA | APPROVED | 2000-09-18 |
Branch Locations
424 N. San Mateo Drive Suite 200, San Mateo, CA 94401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | San Mateo | CA | 07/2000 | 06/2024 |
| Private Portfolios | San Mateo | CA | 07/2000 | Present |
| Private Portfolios | San Mateo | CA | 02/2002 | Present |
| Osaic Wealth, Inc. | San Mateo | CA | 06/2024 | Present |
LIFE AGENT POSITION: agent NATURE: INSURANCE SALES -AGENT-INVESTMENT RELATES-START DATE: 01/1997-LOCATED AT 424 N SAN MATEO DR STE 200 SAN MATEO, CA 94401-2492 10% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1997 ADDRESS: 424 N San Mateo Dr, Suite 200, San Mateo CA 94401 DESCRIPTION: Variable annuities and an occasional SPIA or index annuity PRIVATE PORTFOLIOS, INC. POSITION: IAR NATURE: PRIVATE PORTFOLIOS- INVESTMENT ADVISORY- IAR-INVESTMENT RELATED-VP -85% TIME SPENT-START DATE 8/2000- LOCATED AT 424 N SAN MATEO DR STE 200 SAN MATEO, CA 94401-2492 INVESTMENT RELATED: Yes NUMBER OF HOURS: 135 SECURITIES TRADING HOURS: 120 START DATE: 08/01/2000 ADDRESS: 424 n san mateo dr, suite 200, san mato CA 94401 DESCRIPTION: RIA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-24 |
Reach out to this advisor