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Janell Phillips

Ipswich Investment Management Company, Inc

Beverly, MA

CRD 2378496

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Employer firm

Ipswich Investment Management Company, Inc CRD 106625

$730M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Ipswich Investment Management Company, Inc

138 Conant Street, Suite 201, Beverly, MA 01915 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-06-01
  • MA RA
    APPROVED
    Since 2017-06-01

Branch Locations

138 Conant Street, Suite 201, Beverly, MA 01915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boston Financial Management Inc Boston MA 07/2006 05/2017
Ipswich Investment Mgmt Ipswich MA 06/2017 Present
  • 07/2006 → 05/2017
    Boston Financial Management Inc
    Boston, MA
  • 06/2017 → Present
    Ipswich Investment Mgmt
    Ipswich, MA
Previous Registrations
  • 2015-11-09 → 2017-05-31
    Boston Financial Management Llc
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-28
S65 Uniform Investment Adviser Law Examination 1993-07-12
  • S66 Uniform Combined State Law Examination
    2002-03-28
  • S65 Uniform Investment Adviser Law Examination
    1993-07-12
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

EASTERLY INVESTMENT PARTNERS LLC
BROOKWOOD ADVISORS, LLC
WELLS FARGO CLEARING SERVICES, LLC

Nearby Investors

PAUL BRADLEY CITARELL
RICHARD A. SNOW
BURNS MCNEIL LOWRY

Nearby Offices

EASTERLY INVESTMENT PARTNERS LLC · BEVERLY, MA
BROOKWOOD ADVISORS, LLC · BEVERLY, MA
WELLS FARGO CLEARING SERVICES, LLC · BEVERLY, MA

More in Beverly, MA

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