Gregory Alan Braun

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1997 → 09/2025
  Avantax Investment Services, Inc.
  Broken Arrow, OK
• 06/2006 → 09/2025
  Avantax Advisory Services
  Broken Arrow, OK
• 09/2014 → 09/2025
  Avantax Insurance Agency, Llc
  Broken Arrow, OK
• 09/1999 → 12/2025
  Braun World Network
  Broken Arrow, OK
• 01/2005 → Present
  Ben Admin For The Self-Empl
  Adel, IA
• 05/2007 → Present
  United Health Care
  Hartford, CT
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Broken Arrow, OK
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-06-28 → 2025-09-05
  Avantax Advisory Services
  Broken Arrow, OK

Other Businesses

1) United Health Care~450 Columbus Blvd.~Hartford~CT~06115~Insurance Agent~Agent~5/7/2007~5hrs~2hrs~Solicit sale of health insurance products to small business entities and individual family units. 2) Ben Admin for the Self-Empl~601 Visions Parkway, Suite B~Adel~IA~50003~Other~Agent~1/19/2005~5hrs~4hrs~Solicit owners of small businesses seeking solutions related to business administration needs. 3) BRAUN FINANCIAL SERVICES POSITION: Owner/Proprietor NATURE: Broad services financial planning firm proving investment guidance and solutions to clients. INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 100 START DATE: 08/01/1996 ADDRESS: 8320 S 4th St, Broken Arrow OK 74011-8809, United States DESCRIPTION: Provide individuals and small businesses with analyses and plans, recommendations and ongoing monitoring services related to specific financial goals. Conduct client meetings, product research and periodic reviews to meet client financial needs.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-09-03
• S65 Uniform Investment Adviser Law Examination
  1993-09-03

Designations

• Certified Financial Planner

Other Names

• Greg Braun