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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-11-10
TX RA APPROVED 2023-08-29
MI RA APPROVED 2010-06-25
  • IN RA
    APPROVED
    Since 2023-11-10
  • TX RA
    APPROVED
    Since 2023-08-29
  • MI RA
    APPROVED
    Since 2010-06-25

Branch Locations

2603 Niles Ave Ste B, Saint Joseph, MI 49085 • United States

300 E 90Th Dr, Merrillville, IN 46410 • United States

Berrien Springs, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Berrien Springs MI 09/2005 03/2020
Ameriprise Financial Services, Llc Saint Joseph MI 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 6131-6133 Hipps HollowEau Claire, MI 49111, ,; ; 06/01/1997 / Commercial; 8980 U.S. 31Berrien Springs, MI 49103, ,; ; 01/01/2006 / Commercial; 2603 Niles Avenue, , St. Joseph, MI, 49085; Not Investment-Related; 01/01/2020. Business Ownership; Everett Properties, LLC; Landlord; Property Management; 2603 Niles Avenue, Suite B, , St. Joseph, MI, 49085; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / SB Property, LLC; Co-owner; Real Estate; 5585 Tallant Road, , Ooltewah, TN, 37363; Investment-Related; 04/11/2024; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Horizon Health Services; Board Member; 4954 Shoreline CircleSanford, FL 32771, ,; ; 01/01/1995; 1 to 9 hours per month; / Crezco Foundation, Inc.; Treasurer; 21917 Academy Lane, , Hagerstown, MD, 21740; Investment-Related; 07/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; TI Collective, LLC; Chief Financial Officer; Manage advisory business; 2603 Niles Avenue, Suite B, Saint Joseph, MI, 49085; Investment-Related; 02/24/2026; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-08-03
  • S63 Uniform Securities Agent State Law Examination
    1993-08-03
Designations

View on SEC IAPD

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