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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-05-10
TX RA APPROVED_RES 2018-10-16
MI RA APPROVED 2014-07-28
  • OK RA
    APPROVED
    Since 2023-05-10
  • TX RA
    APPROVED_RES
    Since 2018-10-16
  • MI RA
    APPROVED
    Since 2014-07-28

Branch Locations

715 Market St, Saint Joseph, MI 49085 • United States

Saint Joseph, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Saint Joseph MI 07/2014 Present
Thrivent Financial Appleton WI 10/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-02
S63 Uniform Securities Agent State Law Examination 2004-12-13
  • S66 Uniform Combined State Law Examination
    2005-11-02
  • S63 Uniform Securities Agent State Law Examination
    2004-12-13

View on SEC IAPD

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