Roy Scott Sachs

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-04-28

TX RA
APPROVED

Since 2012-04-28

Branch Locations

604 N. Main Street, Boerne, TX 78006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James And Associates	Boerne	TX	04/2012	Present

04/2012 → Present

Raymond James And Associates

Boerne, TX

Previous Registrations

2013-01-02 → 2013-03-18

Morgan Keegan & Company, Llc

San Antonio, TX

Memphis, TN
2009-06-01 → 2012-05-04

Morgan Stanley

San Antonio, TX
1993-09-20 → 2009-06-01

Citigroup Global Markets Inc.

San Antonio, TX

San Antonio, TX

Other Businesses

(1)NATIONAL FOOTBALL LEAGUE PLAYER'S ASSOCIATION - WASHINGTON DC, APPROVED TO BE INCLUDED IN THEIR PROFESSIONAL FOOTBALL PLAYERS ADVICE PROFESSIONALS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-09-28
S63	Uniform Securities Agent State Law Examination	1993-09-16

S65 Uniform Investment Adviser Law Examination

1993-09-28
S63 Uniform Securities Agent State Law Examination

1993-09-16

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews