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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-22
SC RA APPROVED 2016-02-09
  • TX RA
    APPROVED_RES
    Since 2018-10-22
  • SC RA
    APPROVED
    Since 2016-02-09

Branch Locations

135 S. Dargan Street Suite 200, Florence, SC 29506 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Florence SC 02/2016 Present
Raymond James Financial Services Advisors Inc. Florence SC 02/2016 Present
Mmb Operations Llc Florence SC 02/2016 Present
Signature Wealth Group, Llc Florence SC 03/2017 Present
  • 02/2016 → Present
    Raymond James Financial Services, Inc.
    Florence, SC
  • 02/2016 → Present
    Florence, SC
  • 02/2016 → Present
    Mmb Operations Llc
    Florence, SC
  • 03/2017 → Present
    Signature Wealth Group, Llc
    Florence, SC
Previous Registrations
  • 2003-06-09 → 2016-02-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Florence, SC
    Florence, SC
Other Businesses

(1)Name of Business: Address: 1201 Cherokee Road , Florence, SC, 29501, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/04/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am on the Finance/Stewardship committee, which writes the budget for the church. (2)Name of Business: MMB Operations LLC Address: 135 S Dargan St Ste 200, Florence, SC, 29506, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/05/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (3)Name of Business: Poseidon's Trident Address: 135 S Dargan St Ste 200, Florence, SC, 29506-2587, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC for an office property (4)Name of Business: Signature Wealth Group LLC Address: 135 S Dargan St Ste 200, Florence, SC, 29506, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner/Investment Officer (5)Name of Business: Thors Hammer LLC Address: 2221 Timberlane Drive, Florence, SC, 29506, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/23/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: oversee payments and expenses (6)Name of Business: Youth Mentors of the Pee Dee Address: 110 Toldeo Rd, Florence, SC, 29505, United States Activity Type: Non profit Position/Title: Director Investment Related: Yes Start Date: 01/01/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We make planning decisions for the agency.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-03
S63 Uniform Securities Agent State Law Examination 1993-09-01
  • S65 Uniform Investment Adviser Law Examination
    1996-01-03
  • S63 Uniform Securities Agent State Law Examination
    1993-09-01
Other Names
  • Scott Mitchell

View on SEC IAPD

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