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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-09-06
  • FL RA
    APPROVED
    Since 2016-09-06

Branch Locations

250 Royal Palm Way Suite 200, Palm Beach, FL 33480 • United States

Davie, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc Miami FL 02/2012 09/2016
Raymond James & Associates, Inc. Miami FL 09/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-01
S63 Uniform Securities Agent State Law Examination 1993-08-30
  • S65 Uniform Investment Adviser Law Examination
    2003-10-01
  • S63 Uniform Securities Agent State Law Examination
    1993-08-30

View on SEC IAPD

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