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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-01-17
MS RA APPROVED 2023-01-17
GA RA APPROVED 2021-07-20
FL RA APPROVED 2018-12-11
TX RA APPROVED_RES 2016-02-10
AL RA APPROVED 2004-10-07
  • KY RA
    APPROVED
    Since 2023-01-17
  • MS RA
    APPROVED
    Since 2023-01-17
  • GA RA
    APPROVED
    Since 2021-07-20
  • FL RA
    APPROVED
    Since 2018-12-11
  • TX RA
    APPROVED_RES
    Since 2016-02-10
  • AL RA
    APPROVED
    Since 2004-10-07

Branch Locations

3535 Grandview Parkway Suite 200, Birmingham, AL 35243 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Birmingham AL 09/2004 Present
Agia Houston TX 12/2022 Present
  • 09/2004 → Present
    Valic Financial Advisors
    Birmingham, AL
  • 12/2022 → Present
    Agia
    Houston, TX
Previous Registrations
  • 2001-12-06 → 2004-10-04
    Southtrust Securities, Llc
    Montgomery, AL
Other Businesses

Vacation Rental Property. 20604 Front Beach Road, Panama City Beach, FL 32413. Non-investment related. Commenced this activity on 5/01/2017. Sole proprietorship with duties which include manage the reservations, marketing, and all upkeep for the property.1% hours/month is devoted to this activity with none during securities trading hours. EBAY - SELLER ACCOUNT POSITION: Owner NATURE: Sales of existing sports memorabilia collection and various miscellaneous household items that I no longer need. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2022 ADDRESS: 201 West Mall, Trussville AL 35173, United States DESCRIPTION: I create listings to sell items on the Ebay website during personal time, at night or weekends. If items sell, I mail them to the buyer. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products FACEBOOK MARKET PLACE - PRIVATE SALES POSITION: NA NATURE: I will sell unwanted items on the Facebook Marketplace website. Iwill not sell things on a regular basis, and Iwill not operate it as a business. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 201 West Mall, Trussville AL 35173, United States DESCRIPTION: I will list items for sell on the website and meet the buyer to deliver the item if purchased. ADVISORY BOARD MEMBER POSITION: Advisory Board Member NATURE: The Noah's Park Advisory Board provides support and oversight to the Noah's Park Preschool Program (birth through Kindergarten-5), which serves approximately 250 children as a ministry arm of NorthPark Baptist Church. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: 5700 Deerfoot Parkway, Trussville AL 35173, United States DESCRIPTION: Role of the Board:The Advisory Board exists to support the church's Executive Pastor and the Noah's Park Director by: Reviewing monthly financial statements. Providing feedback on big-picture issues or significant decisions. Offering encouragement, insight, and accountability for the ongoing health of the preschool program. Expectations & Responsibilities: Term Length: 3 years Meetings: Attend six 1-hour meetings per year (every other month) Preparation: Review financial reports and director updates sent via email prior to each meeting Participation: Offer thoughtful feedback, encouragement, and prayerful support

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-15
S63 Uniform Securities Agent State Law Examination 1999-03-22
  • S65 Uniform Investment Adviser Law Examination
    2000-03-15
  • S63 Uniform Securities Agent State Law Examination
    1999-03-22
Designations

View on SEC IAPD

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